Hello, I am

Michael Hugh Terpin

Financial Consultant | Stock Broker

I am available to help you improve your financial status. I am experienced in all stages of the investment and trading process for the financial markets.

About Me

Professional Broker and Investment Adviser, specialized in Providing advice about Securities

I am a Financial consultant and stock broker with over fourteen(14) years of experience in the stock market. I have passed five(5) broker qualification examinations with fourteen(14) state licenses and I am fully accredited by FINRA and other top brokerage regulatory organizations.

14 Years of Experience

Broker Qualification Examinations

  • Additional information including professional designations is available in the FINRA Detailed Report.
  • Series 66 - Uniform Combined State Law Examination
    State Securities Law Exam (Aug 13, 2008)
  • SIE - Securities Industry Essentials Examination
    General Industry/Products Exam (Oct 1, 2018)
  • Series 7 - General Securities Representative Examination
    General Industry/Products Exam (Jul 30, 2008)
  • Series 52TO - Municipal Securities Representative Examination
    General Industry/Products Exam (Jan 2, 2023)
  • Series 99TO - Operations Professional Examination
    General Industry/Products Exam (Jan 2, 2023)

More than 1,000 clients trust me to handle their investment portfolios efficiently

I build immersive & functional investment strategies. Are you in need of transparent guidance and a more effective trading strategy?

My Work Experience

Experienced Broker and Investment Adviser with a strong focus on providing strategic advice in the securities and investment sector. Passionate about helping clients make informed financial decisions and grow their portfolios confidently.

2019 - 2023 (3 years)

MARINER WEALTH ADVISORS (CRD#:140195)

Investment Adviser

2019 - 2023 (3 years)

MARINER WEALTH ADVISORS (CRD#:140195)

Investment Adviser

2019 - 2023 (3 years)

MSEC, LLC (CRD#:154327)

Stock Broker

2009 - 2019
(10 years)

BOK FINANCIAL SECURITIES, INC. (CRD#:17530)

Stock Broker | Investment Adviser

2008 - 2008
(Less than 1 year)

EDWARD JONES (CRD#:250)

Stock Broker | Investment Adviser

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